Our client is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services. We pride ourselves in being a trusted Investment bank servicing customer with best results in advisory in their investments, best corporates for their growth & capital need and families in managing their wealth. Led by seasoned bankers, we work with the largest and the most reputed investors.
Candidate shall be responsible for:
• Should be able to independently ensure Fund management compliances.
• Should keep abreast with the latest regulatory changes/ requirements related to SEZ Act, FME IFSCA guidelines, SEBI PMS and AIF regulations.
• Timely preparation & submission of reports with regulators & BOD.
• Maintenance of all required reports and data as per regulatory requirements.
• Drafting and vetting of agreements/ Policies & Procedures.
• Developing training material & conducting training sessions.
• Supporting new technology initiatives & participation in new project initiatives.
• Any other tasks/responsibilities as may be assigned from time to time.
Requirements
Ideal Candidate:
• Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment.
• Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects.
• Should have good drafting and communication skills.
• Upto 3 years of relevant work experience.
• CS would be preferred.